DocsComplyIQThe Audit Workflow (Tutorial)

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The Audit Workflow (Tutorial)

ComplyIQ · Beginner-friendly walkthrough

The fastest way to get value from ComplyIQ is to treat each audit like a small matter file: name it well, keep the governing corpus tight, and review the estimate before you launch. That gives you a cleaner report and a cleaner audit trail. Step 1: Build the...

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188 searchable doc sections

complyiqtutorialaudit workflowreport

Section 1 of 1

Run Your First Audit Without Guessing

complyiqtutorialaudit workflowreport

The fastest way to get value from ComplyIQ is to treat each audit like a small matter file: name it well, keep the governing corpus tight, and review the estimate before you launch. That gives you a cleaner report and a cleaner audit trail.

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Step 1: Build the source bundle

Select the regulation, framework, or internal policy documents that should govern the review. If your plan limits the number of source documents, prioritize the most authoritative text first.

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Step 2: Attach the target document

Upload the policy, procedure, contract, handbook, or other target file. Review the page count, estimated tokens, processing profile, and any parser warnings before launching.

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Step 3: Name the run

Add an analysis label that will still make sense in history two months from now, such as 'Vendor NDA - EU privacy controls - March review'.

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Step 4: Launch and keep the route

Start the audit and save the dedicated route. That link becomes the operational anchor for follow-up review, downloads, and sharing.

Do This

Audit one target against one well-defined source bundle whenever possible.

Read parser warnings before launch so you do not misinterpret extraction artifacts as real compliance gaps.

Use meaningful analysis labels so history and task views stay useful.

Review the credit multiplier before running very long files.

Avoid

Do not throw every policy you have into one audit if only a few texts actually govern the document.

Do not ignore the estimate panel on long uploads because page-band pricing compounds.

Do not treat a low-confidence finding as a confirmed breach without human review.

Do not overwrite the business context in the label with vague names like 'test 1' or 'final final'.

Pro Tip: Mix external and internal norms on purpose

If you are checking a target against both regulation and internal policy, make sure the internal document is actually enforceable in the workflow you are reviewing. Mixing aspirational guidance with hard requirements creates noisy findings.

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